Manifest Prep Customs Broker Exam Prep

Quota, Visa & Restricted Merchandise: practice questions

Subject area 07 of 7 · U.S. Customs Broker License Examination (CBLE)
Content last updated 5 August 2026

About this subject area

In recent CBLE sittings this subject area has made up roughly 1–5% of the 80 scored questions, so our full practice exam gives it 2 of the 80.

The full bank holds 32 questions for this subject area, each with an explanation citing the provision that decides it. Below are 5 free questions with answers.

Key sources

The provisions the questions in this subject area cite most often.

Free Quota, Visa & Restricted Merchandise questions

On May 15, 2025, CBP Headquarters issued public notice that 116,000 dozen brooms of broom corn classifiable under subheadings 9603.10.40 to 9603.10.60 have been entered or withdrawn for consumption and that the quota is nearing fulfillment. Such brooms are covered by a tariff-rate quota. Your customs brokerage client has 6,000 dozen broom corn brooms, valued at $0.95 each, arriving July 9, 2025, from India. The brooms are country of origin India. Your client does not want to enter any brooms into a bonded warehouse. There is no harbor maintenance fee. You calculate the merchandise processing fee (MPF) to be $236.94. Based on this fact pattern, which of the following best describes the applicable entry process when a tariff-rate quota is nearing fulfillment?

  1. Filing an Entry Type 01 consumption entry for all 6,000 dozen brooms under 9603.10.4000 and put $5,708.94 on statement.
  2. Filing an Entry Type 01 consumption entry for all 6,000 dozen brooms under 9603.10.9000 and put $7,076.94 on statement.
  3. Filing an Entry Type 02 consumption entry for all 6,000 dozen brooms under 9603.10.5000 and put $23,276.94 on statement. ✓
  4. Filing an Entry Type 02 consumption entry with line 001 for 5,478 dozen brooms under 9603.10.4000/8% and with line 002 for 522 dozen brooms under 9603.10.5000/32¢ each and put $7,237.35 on statement.

Why: 19 CFR 132.13(a)(1)(i) governs a tariff-rate quota that is nearing fulfillment: the importer must present an entry summary for consumption with estimated duties attached computed at the over-quota rate of duty until Headquarters determines what quantity, if any, is entitled to the quota rate, and CBP then amends the entry and refunds any excess duties. Option C reflects that by filing a quota (type 02) entry for the full 6,000 dozen at the over-quota provision and depositing the correspondingly higher amount. Filing type 01 consumption entries at the in-quota rate ignores the requirement entirely, and splitting the shipment between in-quota and over-quota lines usurps the Headquarters determination that 132.13(a)(1)(i) reserves to CBP.

In which publication do the Presidential proclamations, Executive orders, and legislative enactments that establish quotas appear?

  1. The Tariff Schedule
  2. The Federal Register
  3. The Customs Bulletin ✓
  4. The Customs Regulations

Why: Publication of the instruments that create quotas is addressed in 19 CFR 132.2(a), which states that proclamations, Executive orders, and legislative enactments establishing tariff-rate and absolute quotas "are published in the Customs Bulletin." The Federal Register is the reflexive answer and the wrong one, even though it is where many other notices under parts 12 and 132 do appear. The distinction is worth fixing in mind, because paragraph (c) then demands strict compliance with the terms of those very documents.

Quota-class merchandise is released under a special permit for immediate delivery before an entry summary for consumption is properly presented. What quota effect does that release have?

  1. It accords no quota priority, status or other benefit ✓
  2. It secures quota priority as of the date of release
  3. It secures quota status but not quota priority
  4. It accords quota benefits only if the quota is open

Why: Both paragraph (a)(2) and paragraph (a)(3) of 19 CFR 132.14 reach the same destination by different routes, providing that a release under a special permit for immediate delivery before proper presentation, and an inadvertent release, each "shall not accord merchandise any quota priority or status or entitle it to any other quota benefit." That phrase sweeps up all three concepts at once, so answers separating status from priority, or conditioning benefits on whether the quota is open, draw a distinction the regulation refuses to draw. Paragraph (b)(1) applies the identical principle to the issuance of a permit of delivery.

A broker submits an entry summary for consumption, without estimated duties attached, for preliminary review before the merchandise arrives within the limits of the port of entry. For quota purposes under 19 CFR 132.11a, what is the time of presentation?

  1. The time estimated duties are deposited after the carrier arrives ✓
  2. The time the merchandise is released from CBP custody by the port
  3. The time the entry summary is submitted for preliminary review
  4. The time the importing carrier arrives within the port limits

Why: Everything in 19 CFR 132.11a(b) depends on two facts being true together: the entry summary went in without estimated duties attached, and it went in before the merchandise arrived within the port limits. In that situation the time of presentation for quota purposes is the moment estimated duties are deposited after the importing carrier arrives within the port limits, so two events must both occur and it is the later of them that counts. Arrival of the carrier standing alone therefore fixes nothing, and the contrast with paragraph (a), where duties are already attached and delivery of the entry summary itself sets the time, is what the question is really testing.

A filer elects to present an entry summary for quota purposes without estimated duties attached by transmitting entry/entry summary information and a valid scheduled statement date through the Automated Broker Interface, but then fails to pay through the statement processing method. Under 19 CFR 132.11a, what consequence is authorized?

  1. The quota presentation time moves to the date of quota opening
  2. The Center director may require estimated duties on future filings ✓
  3. The Center director must cancel the entry and require a new entry
  4. The port director will assess liquidated damages under the bond

Why: Read 19 CFR 132.11a(c) for what it does not say. Its only stated consequence for electing the paragraph (a)(2) route and then failing to pay through the statement processing method is prospective: the Center director may require that future filings be made as an entry summary for consumption with estimated duties attached. Cancellation of the entry, a shift in the quota presentation time, and liquidated damages appear nowhere in the paragraph, so all three of those answers add machinery the text does not contain.

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